
By the end of this module, learners will be able to:
· Define Personal Account Dealing (PAD), insider dealing, and market abuse under UK MAR and FCA rules.
· Recognise inside information and identify who qualifies as an insider.
· Distinguish between lawful personal trading and prohibited conduct.
· Apply regulatory principles to real-world trading scenarios to determine potential breaches.
· Demonstrate compliant behaviour by following pre-clearance, and closed-period requirements.