Personal Account Dealing, Market Abuse and Insider Dealing

By the end of this module, learners will be able to:

· Define Personal Account Dealing (PAD), insider dealing, and market abuse under UK MAR and FCA rules.

· Recognise inside information and identify who qualifies as an insider.

· Distinguish between lawful personal trading and prohibited conduct.

· Apply regulatory principles to real-world trading scenarios to determine potential breaches.

· Demonstrate compliant behaviour by following pre-clearance, and closed-period requirements.

This course requires a payment for entry

Course Image
Duration: 20 Mins
Cost: $20.00